Specialty Financial Institutions Coverage Resources for Agents

Management and Professional Liability Insurance for Financial Institutions

We offer comprehensive product offerings that you can customize to meet the specific needs of your financial institution client. This includes:

Directors and Officers Liability (Public, Private and Side A)
Professional Services Liability (Errors & Omissions)
Registered and Private Fund Liability
Employment Practices Liability
Fiduciary Liability
Fidelity and ERISA Bonds for Financial institutions
Cyber Liability Insurance
Kidnap and Ransom

Fidelity Coverage

Fiduciary (Investment Adviser) ERISA

Protection for fraud and dishonesty loss as required for Section 412 ERISA Compliance
For more information, please visit https://www.thehartford.com/investmentadvisers.

All Other Financial Institutions Fidelity

Protection against employee theft and social engineering losses. Our Product Offerings include the following (click link for application):

Applications and Forms

Financial Institution Bond for Insurance Companies

Financial Institution Bond for Banks
Financial Institution Bond for Non-Bank Lenders and Real Estate Investment Trusts
Insurance Companies – Supplemental Application

Investment Company Bond Application
Managing General Agent/Program Manager Questionnaire
TPA Questionnaire

Marketing Materials

Fidelity Marketing Flyer

Financial Institution Contacts, Applications and Resources

Exceptional Claims Service Dedicated to Financial Institutions

We know how to handle claims. Our experienced claims and legal assistance teams take a timely, proactive approach to handling claims and we’re proud to have: